Wealth Management
Know What’s Happening Across Your Entire Firm.
Your wealth management firm runs across multiple systems. OceSha connects the intelligence across them so leadership can understand performance, clients, revenue, AUM opportunities, and what needs attention.
Then simply ask your business.
Built, connected, launched, and managed for your firm.
Business outcomes
What OceSha Can Enable Across Your Firm
Grow AUM
Identify and act on opportunities
Executive Intelligence
Know what needs your attention
Advisor Productivity
Reduce searching and manual work
Client Intelligence
Understand client activity and needs
Customer Acquisition
Engage and qualify new prospects
Connected Operations
Connect systems, data, and workflows
Done-for-you implementation
We Build It Around Your Firm
OceSha discovers what leadership needs, connects authorized systems, builds and integrates the capability, launches it, and manages it as your firm evolves — not software left for your team to configure.
- 01
Discover
Identify the questions executives need answered and the systems containing that information.
- 02
Connect
Connect the relevant systems, workflows, and authorized data sources.
- 03
Unify
Build and integrate the intelligence layer across those systems.
- 04
Experience
Launch the firm’s private Executive Intelligence experience.
- 05
Manage
Operate, maintain, and improve the system as the business evolves.
You run your firm. We handle the AI.
Lumi · Executive Intelligence · live fictional demo
Ask Lumi About Your Firm
See how leadership can ask about firm performance, prospective AUM, client activity, follow-up, and what needs attention.
Summit Ridge Wealth Management · Executive Intelligence
Ask your business
Your AI interface to intelligence across your firm — ask about performance, clients, revenue, opportunities, and what needs your attention.
OceSha Unified Intelligence
Good morning. Three things need your attention today. Your prospective AUM pipeline is $8.4M. Two high-value prospects representing $3.1M have had no advisor follow-up in more than seven days. Qualified opportunities increased, while meeting conversion declined from 42% to 34%.
Demo — fictional business data. Summit Ridge Wealth Management and all people, accounts, activity, and values shown are entirely fictional.
The intelligence behind the answers · fictional demo
One Executive View of the Firm
The connected records Executive Intelligence reads — assets, revenue, household pipeline, client segments, advisor activity, priorities, and today’s schedule.
Assets under management
$428.6M
+6.8% YTD
Quarterly revenue
$3.24M
+7.4% year over year
Prospective AUM
$8.4M
11 active opportunities
Client retention
97.8%
17 meetings this month
Household pipeline
From prospect to new household
This quarter across the connected CRM, calendar, and meeting records.
AUM and revenue
AUM by client segment
What needs the executive
Hawthorne Family
Proposal · Maya Chen
No follow-up in 9 days
Chen Family
Discovery · Daniel Brooks
No follow-up in 8 days
Meridian Dental Group
Qualified · Maya Chen
Decision meeting tomorrow
Park Family
Proposal · Elena Torres
Follow-up due today
Advisor activity
Today’s schedule
9:30 AM
Meridian decision meeting
Maya Chen · $1.2M prospective AUM
1:00 PM
Quarterly client review
Daniel Brooks · $4.7M household
3:30 PM
Park proposal follow-up
Elena Torres · $950K prospective AUM
5 follow-ups require attention across the firm.
Illustrative executive view · fictional business data
Lumi · Customer and Executive Intelligence
Turn Prospect Conversations Into Visible Opportunities
Lumi engages and qualifies prospects through Customer Intelligence. Executive Intelligence helps leadership see and act on the resulting meetings, follow-up, and potential AUM.
Different systems. One intelligent view.
Your Firm Has the Data. It’s Just Everywhere.
OceSha connects the relevant information and creates a clear intelligence layer between the systems running the firm and the executives making decisions.
OceSha Unified Intelligence
Executive Intelligence
See everything. Ask anything.
Representative systems
Works With the Systems You Already Use
OceSha is designed to work with the systems, authorized data, and workflows already operating across your firm.
Connections depend on available APIs, permissions, data access, security requirements, configuration, customer policies, and the firm’s technical environment. References identify representative systems only and do not imply endorsement or partnership.
Designed Around the Requirements of Your Firm
Implementations can be designed around security, permissions, privacy, governance, supervision, recordkeeping, auditability, human oversight, and firm-specific compliance requirements. The firm’s compliance organization determines its requirements and approvals.
Why OceSha
We’ve Been Solving This Problem for Decades.
Rohan Hall
Founder & CEO, OceSha Ventures
Enterprise Technology Architect • Former Public Company CTO
Directly relevant to wealth management
Capital Group / American Funds
Senior Architect — Emerging Technology
Long before AI, Rohan was connecting complex financial and enterprise systems so leadership could understand what was happening and make better decisions.
Member, UN IGF–recognized Dynamic Coalition on Blockchain Assurance and Standardization (DC-BAS).
Author of “The Convergence of AI and the Top 10 Emerging Technologies.”
The technology has changed. The business problem hasn't.
Then
Enterprise integration
Oracle · PeopleSoft · SAP
Finance · Operations · Procurement · Supply chain
Connected enterprise data
Now
OceSha Unified Intelligence
Connected systems + AI
Ask your business
Professional experience
Built by a team with decades of enterprise technology experience
Logos represent organizations where members of our leadership have worked, provided services, training and/or delivered technology during their careers and do not imply endorsement of OceSha Ventures. They are not presented as OceSha Ventures customers or partners.
These organizations and coalitions are referenced as professional experience and membership only. They are not OceSha Ventures customers, partners or endorsers, and no United Nations endorsement or partnership is implied.
QUESTIONS WE EXPECT
Questions Your Technology and Compliance Teams Will Ask.
Security, privacy, compliance, data access, integration, and AI governance matter in financial services. OceSha is designed with those requirements at the center of the architecture.
Who we work with
Built for Wealth Management Leadership
For firms that treat intelligence, growth, and client experience as connected business capabilities.
RIAs
Wealth management firms
Financial advisors
Advisory teams
Wealth management executives
Broker-dealer and advisory organizations
Imagine this connected to your firm
What Would You Ask Your Business?
Every firm is different. The first step is understanding what you want to know and where that information lives today. We’ll show you how OceSha can connect the relevant systems and create Unified Intelligence around your business.
A professionally implemented business capability — not another self-service AI subscription.